Financial Services
ReJoyce Financial, LLC
About
Important information
- Pending Government Action:Government Action: BBB reports on known government actions involving business’ marketplace conduct:Cease and Desist Order: Cause Number 24-0002 CD
The following describes a
pending government action that has been formally brought by a government agency
but has not yet been resolved. We are providing a summary of the government's
allegations, which have not yet been proven:On
January 18, 2024, the Office of the Indiana Secretary of State Securities
issued an Order to Cease and Desist against ReJoyce Financial, LLC. The order
was issued per violations of the Indiana Uniform Securities Act and alleges that the business owner, “by
and through his business entities and affiliations induced several clients to
enter into an investment advisory agreement with his firm without being
registered.” The order also alleges the owner engaged in fraudulent practices
involving over 2 million dollars in clients’ funds. To view additional
details about the order, the Secretary of State’s Press Release can be
viewed here.
Business Details
- Local BBB:
- BBB Serving Central Indiana
- BBB File Opened:
- 6/2/2016
- Business Started:
- 12/1/2012
- Business Incorporated:
- 10/15/2014
- Type of Entity:
- Limited Liability Company (LLC)
- Business Management:
- Mr. Alexander Joyce, President & CEO
- Number of Employees:
- 3
Additional Contact Information
- Principal Contacts
- Mr. Alexander Joyce, President & CEO
- Customer Contacts
- Mr. Alexander Joyce, President & CEO
Licensing information
This business is in an industry that may require professional licensing, bonding or registration. BBB encourages you to check with the appropriate agency to be certain any requirements are currently being met.
Additional Information
- Business Categories
- Financial Services, Tax Return Preparation, Tax Consultant, Financial Planning Consultants, Life Insurance, Retirement Planning Services, Investment Advisory Services, Financial Consultants, Investment Management, Estate Planning and Management, Medicare, Long Term Care Insurance, Taxes, Social Security Services, Investment Seminars, Tax Representatives, Pension and Profit Sharing Plans, Assets, Asset Management
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