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Business Profile

Stock Brokers

Broadridge Corporate Issuer Solutions

This business is NOT BBB Accredited.

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Complaints

Customer Complaints Summary

  • 3 total complaints in the last 3 years.
  • 2 complaints closed in the last 12 months.

If you've experienced an issue

Submit a Complaint

The complaint text that is displayed might not represent all complaints filed with BBB. Some consumers may elect to not publish the details of their complaints, some complaints may not meet BBB's standards for publication, or BBB may display a portion of complaints when a high volume is received for a particular business.

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Complaint status

Complaint type

  • Initial Complaint

    Date:08/19/2024

    Type:Service or Repair Issues
    Status:
    Unanswered
    Resolved:
    The complainant verified the issue was resolved to their satisfaction.
    Unresolved:
    The business responded to the dispute but failed to make a good faith effort to resolve it.
    Answered:
    The business addressed the issues within the complaint, but the consumer either a) did not accept the response, OR b) did not notify BBB as to their satisfaction.
    Unanswered:
    The business failed to respond to the dispute.
    Unpursuable:
    BBB is unable to locate the business.
    Broadridge Corporate Issuers Solutions at P.O. **************************** with its cohort fellow conspirator ****** ******* at the same mailing address, ignorantly refuse to process Transfer of Stock paperwork on my deceased parents' stocks.I have been filing and refiling and refiling almost ad infinitum through my financial consultant the forms the cons at Broadridge supply through the Internet ****** and ******* mails useless checks in my parents' names and has the audacity to assess replacement fees.When will victims have rights against these two Mafia like bottom dwellers?

  • Initial Complaint

    Date:07/13/2024

    Type:Product Issues
    Status:
    Unanswered
    Resolved:
    The complainant verified the issue was resolved to their satisfaction.
    Unresolved:
    The business responded to the dispute but failed to make a good faith effort to resolve it.
    Answered:
    The business addressed the issues within the complaint, but the consumer either a) did not accept the response, OR b) did not notify BBB as to their satisfaction.
    Unanswered:
    The business failed to respond to the dispute.
    Unpursuable:
    BBB is unable to locate the business.
    Broadridge Corporate Issuer Solutions, **** Sent letter on May 10, 2024 to inform me i had unclaimed property. Upon contacting them I was told to mail my ************************** stock certificate (500 shares worth ($5,000.00) in for pre-merger. Upon receiving paperwork to do same, I mailed all paperwork plus stock certificate, with tracking number of 9405 8301 0935 5102 ***** Priority Mail. Upon receiving my statement about ODNB (**************************) Financial Corporation it now states I have 20 shares of stock worth $220.00. Where is my 480 shares and $4780.00? I would not recommend this transfer agent.

  • Initial Complaint

    Date:01/25/2024

    Type:Product Issues
    Status:
    Resolved
    Resolved:
    The complainant verified the issue was resolved to their satisfaction.
    Unresolved:
    The business responded to the dispute but failed to make a good faith effort to resolve it.
    Answered:
    The business addressed the issues within the complaint, but the consumer either a) did not accept the response, OR b) did not notify BBB as to their satisfaction.
    Unanswered:
    The business failed to respond to the dispute.
    Unpursuable:
    BBB is unable to locate the business.
    I have 360 shares of ************************* stock, Broadridge Corporate Issuer Solutions, *** is the transfer agent registrar for this common stock. Broadridge sent me a letter where they wanted me to inform them, I was still alive around November 2021 with regards to unclaimed property. I completed it and sent back December 2021, Broadridge then sent me a letter acknowledging they received my document but still sold my Peregrine stock and then transferred it over to the *********** as unclaimed property. i want my shares of stock back!

    Customer Answer

    Date: 02/28/2024

    Hello, 

    I did reach out to the *** and heard back from his office, they went over the issue addressing their side of the situation which I am still not satisfied with however there is nothing more they are willing to do to rectify the situation. You can mark this complaint as I made contact with the organization around my issue but didn't resolve it how I think they should have. 

     

    Thank you for your help on this.   

     

    *************************

Broadridge Corporate Issuer Solutions is NOT a BBB Accredited Business.

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